Certified Securities Compliance Professional Certificate

Tuition fees are 3,000 USD per year; the application deadline for the Sep 2027 intake is Apr 1, 2027.

The Certified Securities Compliance Professional Certificate is a non-degree program for students who want to learn about securities compliance. It's a one-year program at the University of St. Thomas, Minnesota, and classes are taught in English. This program helps students learn about SEC and FINRA regulations.

The curriculum focuses on compliance for investment advisers and broker dealers. Students learn about SEC and FINRA rules and how to apply them in real-world situations. The program includes hands-on components to help students develop their skills.

After completing this program, students can work as Compliance Officers, Risk Managers, or Regulatory Affairs Specialists. They can also work as Investment Adviser Compliance Specialists or Broker Dealer Compliance Specialists. These jobs are often found in financial services firms, investment banks, or regulatory agencies.

The University of St. Thomas in Minnesota, founded in 1885, combines a long academic tradition with a focus on ethical leadership and community engagement. Serving around 5,900 students, including international learners, St. Thomas fosters a supportive, close-knit environment where rigorous academics and personal development go hand in hand. The university emphasizes holistic education that prepares students to think critically and act responsibly in professional and civic life.

St. Thomas offers a broad range of undergraduate and graduate programs across liberal arts, business, education and professional disciplines, featuring experiential learning, service projects and partnerships with local organizations. Faculty mentorship and small class sizes create accessible opportunities for research, internships and collaborative work that bridge theory and practice. Campus resources such as career services and student organizations support practical skill building and leadership development.

International students benefit from targeted advising, orientation programs, and community networks that ease academic and cultural transitions. The university’s location provides access to metropolitan internships and service-learning opportunities while preserving a campus atmosphere that values personal attention. Prospective students should review program prerequisites, connect with admissions for guidance on visas and funding, and explore how St. Thomas’ values-driven approach aligns with their goals for academic growth and civic contribution.